Boston-based Securities Regulation And Business Law Firm

Investment Adviser and Broker Dealer Law • SEC, FINRA and State Proceedings

Business Law and General Corporate Matters • Compliance Consulting

We regularly provide…

Legal Services for
Securities and Financial
Services Firms

Legal Services for Individuals Employed in the Securities and Financial Services Industry

Corporate and
Business Law
Services

Regulatory and
Compliance Consulting
Services

Securities and Financial Services Corporate Internal Investigation Services

Securities and Financial Services Expert Witness
Services

What’s your regulatory or business challenge?

Looking for solutions to regulatory or business law issues?
Call or email us today.

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