Some Useful Resources

SEC Press Releases
https://www.sec.gov/page/news

SEC Litigation Releases
https://www.sec.gov/litigation/litreleases.htm

SEC Rulemaking Index
https://adviserinfo.sec.gov/

FINRA Rules and Guidance
https://www.finra.org/rules-guidance

North American Securities Administrators Association (NASAA)
https://www.nasaa.org/

Cornell Law School Legal Information Institute
https://www.law.cornell.edu/lii/about/about_lii

IAPD
https://adviserinfo.sec.gov/

FINRA BrokerCheck®
https://brokercheck.finra.org/

ABA Payments Page
https://www.aba.com/banking-topics/payments

NYSE Calendar and Hours
https://www.nyse.com/markets/hours-calendars

SIFMA Fixed Income Markets Holidays
https://www.sifma.org/resources/general/holiday-schedule/

Financial Calculators – Calculator.net
https://www.calculator.net/financial-calculator.html

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